Unclaimed
David Garcia is a financial advisor at PFS Investments Inc. David is registered in New Jersey and New York. David has been in the financial industry since January 5, 2014, and has worked for PFS Investments Inc. since November 26, 2018. David has earned the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/29/2019 - Present
PFS Investments Inc. (FARMINGDALE NY)
NY
11/26/2018 - 12/31/2018
PFS INVESTMENTS INC. (OAKDALE NY)
GA
01/14/1998 - 12/31/2002
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 03/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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