Unclaimed
David Feroleto is a financial professional with experience in the industry. David has been registered with the Financial Industry Regulatory Authority (FINRA) since August 2023, and has passed the Series 7TO, Series 63, and SIE exams. David is currently registered as a broker-dealer with Prudential Investment Management Services LLC and holds active licenses in Alaska, Georgia, Idaho, Montana, New Jersey, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
08/01/2023 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
BC
Issued 08/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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