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David G Mitter

Pruco Securities, LLC

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About David G Mitter

David Mitter is a financial advisor with Pruco Securities, LLC. David has been in the financial industry since 2008. David has passed the Series 6, Series 63, Series 65 and SIE exams. David is registered in Florida, Illinois, Michigan and Ohio. David specializes in the areas of asset allocation, investment strategies, retirement planning, insurance planning and estate planning. In addition to working with clients, David is also a registered agent for NUSTAR INSURANCE AGENCY, INC, a home and auto insurance provider.

Firm Information

David Mitter is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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David Mitter’s Registration & Firm History

MI

03/15/2021 - Present

Pruco Securities, LLC (Brighton MI)

MI

03/25/2017 - 05/31/2018

MML INVESTORS SERVICES, LLC (BRIGHTON MI)

MI

01/02/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (BRIGHTON MI)

MI

02/22/2008 - 01/02/2015

NEW ENGLAND SECURITIES (BRIGHTON MI)

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Licenses & Designations

IA

Issued 03/08/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David G Mitter.
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