Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lim is an investment advisor representative with Ni Advisors, based in San Jose, California. David has been in the industry since January 2005. David is registered to provide securities advice in California. David has Series 6, Series 63 and SIE licenses. David has specialized in Investment Company Products, Variable Contracts, Fixed Income Securities, Equity Securities and Mutual Funds. David primarily works with individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Share fees with third party asset managers
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CA
03/12/2012 - Present
NI Advisors (San Jose CA)
CA
01/01/2005 - 03/09/2012
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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