Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gay is a financial advisor with Cetera Investment Advisers LLC. David has been in the industry since 1994. David has experience in fixed insurance, financial services, and investments. David offers portfolio management for individuals and businesses as well as financial planning. David is registered with the following states: Alabama, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, Ohio, Rhode Island, South Carolina, Texas, and Virginia. David is also registered with FINRA and the SEC. David has a Series 6, Series 7, Series 26, Series 63, and Series 65 license. David is also a Registered Investment Advisor. David has been with Cetera Investment Advisers LLC since 2023. Previous firms include Park Avenue Securities LLC, MetLife Securities Inc, Metropolitan Life Insurance Company, and First Investors Corporation. David is a member of the National Association of Insurance and Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW HAVEN CT)
CT
08/06/2013 - 02/16/2023
PARK AVENUE SECURITIES LLC (NEW HAVEN CT)
CT
11/15/2005 - 07/31/2013
METLIFE SECURITIES INC. (GLASTONBURY CT)
CT
11/15/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
NJ
08/08/1994 - 11/14/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 03/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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