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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Frost Farnham is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the industry since 2007 and has a strong track record of success. David is registered with FINRA and the state of Texas, and is also a Registered Investment Advisor. David specializes in providing financial planning, investment management, and other advisory services to a wide range of clients, including individuals, families, businesses, and institutions. David is committed to providing his clients with personalized service and investment advice that is tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/29/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST HARTFORD CT)
MA
01/01/2008 - 09/13/2010
WELLS FARGO ADVISORS, LLC (SPRINGFIELD MA)
MA
11/07/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SPRINGFIELD MA)
BOTH
Issued 01/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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