Unclaimed
David Fremont Frook is a financial advisor with over 10 years of experience in the industry. David is currently registered with LPL Financial LLC and has branch office locations in Bruning, Hebron, Broken Bow, Kearney, and Grand Island, Nebraska. David has been licensed as a registered representative since January 5, 2010. David is also registered as an investment advisor representative in Nebraska and Texas. Previously, David was registered with Securities America, Inc. and AXA Advisors, LLC. David specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and charitable organizations. David's current employment with LPL Financial LLC began in February 2020. David's primary business location is in Bruning, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
02/26/2020 - Present
LPL Financial LLC (BRUNING NE)
NE
07/19/2011 - 02/24/2020
SECURITIES AMERICA, INC. (BRUNING NE)
CO
01/06/2010 - 07/07/2011
AXA ADVISORS, LLC (DENVER CO)
BOTH
Issued 02/03/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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