Unclaimed
David Basich is a financial professional with over 25 years of experience in the industry. David is currently registered with Davis Distributors, LLC, a firm with a broad range of services in the financial industry. David is also a registered representative with FINRA and holds Series 7, Series 63, and SIE licenses. David has a diverse background, having previously worked with Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/30/2000 - Present
Davis Distributors, LLC (NEW YORK NY)
NY
03/27/1998 - 10/18/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/07/1996 - 01/12/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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