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David Frederick Hansen

Pershing LLC

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About David Frederick Hansen

David Frederick Hansen is a financial professional with over 18 years of experience in the financial services industry. David is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. He has held previous positions at S F Sentry Securities, Inc., Growth Capital Services, Inc., and Gill and Company LLC. David is licensed in both California and Montana, with a Series 7, Series 63, Series 52TO, and Series 79TO licenses. He is also a Series 65 license holder and has passed the Securities Industry Essentials Exam.

Firm Information

David Hansen is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Hansen’s Registration & Firm History

CA

10/28/2021 - Present

Pershing LLC (San Francisco CA)

CA

08/12/2011 - 08/03/2016

S F SENTRY SECURITIES, INC. (SAN FRANCISCO CA)

CA

03/28/2005 - 07/28/2011

GROWTH CAPITAL SERVICES, INC. (SAN FRANCISCO CA)

IL

08/21/2003 - 10/06/2003

GILL AND COMPANY LLC (CHICAGO IL)

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Licenses & Designations

IA

Issued 08/29/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for David Frederick Hansen. Review regulatory record here.
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