Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Frederick Brown is a financial professional with over 28 years of experience in the financial services industry. David currently works as a registered representative and investment advisor representative with Cadaret, Grant & Co., Inc. where David provides a wide range of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting. David holds a Series 6, Series 26, Series 63, and Series 65 license, as well as the SIE exam certification. David is also registered as an investment advisor representative in multiple states. Prior to joining Cadaret, Grant & Co., Inc., David held positions at SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, TOWER SQUARE SECURITIES, INC., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (QUEENSBURY NY)
NY
10/31/2008 - 02/05/2009
SAGEPOINT FINANCIAL, INC. (QUEENSBURY NY)
NY
01/04/1999 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (QUEENSBURY NY)
CA
01/23/1998 - 12/31/1998
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
AZ
07/28/1995 - 01/23/1998
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
MA
05/13/1994 - 05/09/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/13/1994 - 05/09/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Brown is the right advisor for you? Invested Better is here to help.
