Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Milowe is a financial advisor with RBC Capital Markets, LLC. David has been in the financial services industry since 1992 and has extensive experience providing investment advice to a wide range of clients, including individuals, families, corporations, and institutions. David is a registered representative and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/30/2017 - Present
RBC Capital Markets, LLC (WELLESLEY HILLS MA)
MA
01/01/2008 - 02/10/2009
WACHOVIA SECURITIES, LLC (WELLESLEY MA)
MA
12/06/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WELLESLEY MA)
NY
06/30/1993 - 12/13/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/19/1986 - 12/12/1986
CIGNA SECURITIES, INC.
NA
09/06/1985 - 11/23/1985
CIGNA SECURITIES, INC.
BOTH
Issued 08/27/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 06/28/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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