Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Franklin Sand is a financial advisor at Foreside Fund Services, LLC in Plantation, FL. David has been in the industry since 2007 and has a strong background in securities and investment products. David holds Series 3, 5, 7, 15, and 63 licenses and has experience working with clients in California, Florida, Illinois, Massachusetts, New Jersey, New York, and Texas. David was previously registered with RBC Capital Markets Corporation in New York. David is committed to providing clients with personalized financial advice and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/06/2013 - Present
Foreside Fund Services, LLC (Plantation FL)
NY
05/25/2009 - 04/22/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NA
10/08/1984 - 11/01/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/23/1981 - 10/01/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
BC
Issued 05/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/03/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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