Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Franklin Moore is a financial advisor who has been in the industry since 1985. David is currently registered with Independent Solutions Wealth Management, LLC. David has a variety of experience in the financial services industry, having worked with several firms over the years including Cambridge Investment Research, Inc., MML Investors Services, LLC, and American Portfolios Financial Services, Inc. David is a Certified Financial Planner and has a Series 7, Series 3, Series 24 and Series 63 licenses. David works with individual clients, high net worth individuals, corporations, charitable organizations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/17/2024 - Present
Independent Solutions Wealth Management, LLC (WILLIAMSVILLE NY)
NY
07/14/2021 - 04/22/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Rochester NY)
NY
01/15/2020 - 07/15/2021
MML INVESTORS SERVICES, LLC (ROCHESTER NY)
NY
01/12/2018 - 07/12/2019
MML INVESTORS SERVICES, LLC (Naples NY)
NY
04/09/2015 - 01/05/2018
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Naples NY)
NY
11/04/2014 - 04/13/2015
CLIENT ONE SECURITIES LLC (Naples NY)
NY
03/06/2013 - 10/17/2014
CLIENT ONE SECURITIES LLC (NAPLES NY)
NY
10/02/1990 - 03/07/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NAPLES NY)
WI
10/02/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
04/09/1987 - 09/06/1990
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NA
11/22/1985 - 04/13/1987
THE PLANNER'S SECURITIES GROUP, INC.
NA
12/18/1984 - 12/02/1985
E. F. HUTTON & COMPANY INC
BC
Issued 12/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1985
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Moore is the right advisor for you? Invested Better is here to help.
