Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Franklin Dodds is a financial professional with over 20 years of experience in the financial services industry. David has held licenses in several states including Utah, Colorado, Georgia, Idaho, Nevada, Oregon, Pennsylvania, and Wyoming. He is currently registered with Cetera Investment Advisers LLC and holds the Series 6, Series 63, Series 65, and SIE licenses. David's professional experience includes working with various companies, including LPL FINANCIAL LLC, MML INVESTORS SERVICES, INC., and Equity Services, Inc. David has been working with Cetera Advisor Networks LLC since 2013. David is also involved in several other businesses, including Fixed Insurance, Hobbs Management Services, Inc. DBA Gold Stone Leasing, Data Enterprises Inc. DBA Intermountain Plan Administrators, and Financial Network. David's areas of specialization include financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
06/29/2023 - Present
Cetera Investment Advisers LLC (SANDY UT)
UT
07/28/2010 - 07/11/2013
LPL FINANCIAL LLC (SANDY UT)
UT
04/28/2003 - 08/02/2010
MML INVESTORS SERVICES, INC. (SALT LAKE CITY UT)
VT
02/12/2002 - 11/05/2003
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
Issued 10/3/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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