Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nielsen is an investment advisor representative and financial professional with over 35 years of experience in the financial services industry. David has worked with various firms, including Securities Management & Research, Inc., John Hancock Distributors, Inc., and Edward D. Jones & Co., L.P. David has been with LPL Financial LLC since November 2017. David is a licensed agent in Alabama, Arkansas, California, Indiana, Louisiana, Mississippi, New York, Texas, and Virginia. David specializes in portfolio management for individuals and businesses, pension consulting, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
06/10/2021 - Present
LPL Financial LLC (BELLE CHASSE LA)
LA
11/12/2001 - 11/29/2017
NATIONAL PLANNING CORPORATION (BELLE CHASSE LA)
GA
04/19/1996 - 11/12/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
MO
06/13/1994 - 03/11/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
07/06/1987 - 02/08/1994
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
NA
12/18/1985 - 05/26/1987
BNL SECURITIES INC.
NA
03/21/1984 - 12/20/1985
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/20/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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