Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Francis Schmidt is a financial advisor with LPL Financial LLC and has been working in the financial industry since October 29, 2011. David Schmidt is registered with the states of Ohio, Pennsylvania, and Texas. David Francis Schmidt is a Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7 licensed advisor. Previously David Schmidt was employed with Nationwide Investment Services Corporation and Nationwide Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/05/2015 - Present
LPL Financial LLC (JAMISON PA)
OH
02/10/2014 - 05/12/2015
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
10/14/2011 - 02/10/2014
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
BOTH
Issued 05/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/09/2017
Series 4 - Registered Options Principal Examination
BC
Issued 01/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Schmidt is the right advisor for you? Invested Better is here to help.
