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David Francis Nardi

Hold Brothers Capital LLC

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About David Francis Nardi

David Francis Nardi is a financial advisor with Hold Brothers Capital LLC, a firm based in New York, NY. David is a securities professional with extensive experience in the industry. David has held numerous positions at several firms, including T3 Trading Group, LLC, TD Ameritrade, Inc., International Strategy & Investment Group LLC, WJB Capital Group, Inc., Wachovia Capital Markets, LLC, Deutsche Bank Securities Inc., NatWest Securities Corporation, Goldman, Sachs & Co., and Kidder, Peabody & Co. Incorporated. David is registered with FINRA and is a general securities principal.

Firm Information

David Nardi is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Nardi’s Registration & Firm History

NY

11/14/2023 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

03/02/2021 - 11/19/2021

T3 TRADING GROUP, LLC (NEW YORK NY)

CA

12/11/2018 - 02/28/2019

TD AMERITRADE, INC. (SAN DIEGO CA)

NY

11/25/2015 - 10/25/2018

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

05/30/2008 - 01/02/2014

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)

NY

02/12/2008 - 04/24/2008

WJB CAPITAL GROUP, INC. (NEW YORK NY)

NY

07/13/2005 - 11/16/2007

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/23/1997 - 12/17/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/15/1995 - 11/05/1996

NATWEST SECURITIES CORPORATION (NEW YORK NY)

NY

02/09/1995 - 05/09/1995

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/11/1994 - 01/17/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

02/23/1988 - 05/16/1994

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/11/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Francis Nardi.
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