Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Francis Manderfield is an active investment advisor representative at Oppenheimer & Co. Inc. David has been in the securities industry since 1984. David is registered with the state of Washington and other states. David has experience with a number of firms including CIBC WORLD MARKETS CORP., DEAN WITTER REYNOLDS INC., SMITH BARNEY SHEARSON INC., JOHNSTON, LEMON & CO. INCORPORATED and Oppenheimer & Co. Inc. David holds a Series 63, Series 65, Series 7, Series 31 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
DC
08/04/2016 - Present
Oppenheimer & Co. Inc. (WASHINGTON DC)
NY
07/31/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/16/1993 - 08/11/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/24/1985 - 11/30/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
01/09/1984 - 01/18/1985
JOHNSTON, LEMON & CO. INCORPORATED
IA
Issued 03/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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