Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Francis Lamay is a financial advisor with Essex Financial Services, Inc. David has been in the industry since 1991 and has a strong background in financial planning and investment management. David is also a Certified Financial Planner and holds a variety of licenses and registrations, including Series 65, Series 63, Series 24, Series 10, Series 9, Series 26, Series 7TO, Series 99TO, Series 6TO, SIE, and Series 50. David is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
03/15/2010 - Present
Essex Financial Services, Inc. (ESSEX CT)
CO
06/02/2021 - 07/08/2021
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
03/15/2010 - 06/01/2021
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
CT
11/01/1999 - 03/15/2010
FIDELITY BROKERAGE SERVICES LLC (NEW HAVEN CT)
CT
01/05/1999 - 07/13/1999
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
11/17/1995 - 07/13/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IN
05/10/1994 - 10/18/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
12/10/1991 - 05/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/19/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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