Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lafferty is a financial advisor with over 25 years of experience in the industry. David is a registered representative of Charles Schwab & Co., Inc. David provides investment advisory services, financial planning, and selection of other advisors. David has a strong track record of success and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NH
03/11/2022 - Present
Charles Schwab & CO., Inc. (Windham NH)
MA
09/09/2004 - 06/25/2020
NATIXIS DISTRIBUTION, L.P. (BOSTON MA)
MA
05/17/2001 - 09/03/2004
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MA
04/30/1999 - 05/04/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/30/1999 - 05/04/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
KS
05/18/1992 - 10/25/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 04/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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