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David Francis Christopher

Nuveen Securities, LLC

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About David Francis Christopher

David Francis Christopher is a registered representative with Nuveen Securities, LLC. David has been in the securities industry since December 18, 2003. David is licensed to sell securities in all 50 states.

Firm Information

David Christopher is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Christopher’s Registration & Firm History

PA

05/22/2018 - Present

Nuveen Securities, LLC (RADNOR PA)

PA

01/03/2011 - 03/30/2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (Philadelphia PA)

NY

01/27/2010 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)

NY

05/22/2007 - 12/31/2009

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

OH

01/01/2005 - 05/03/2005

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

NY

09/14/2001 - 01/01/2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/11/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2023

Series 24 - General Securities Principal Examination

BC

Issued 05/22/2017

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2017

Series 3 - National Commodity Futures Examination

BC

Issued 06/06/2007

Series 7 - General Securities Representative Examination

BC

Issued 09/13/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Francis Christopher.
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