Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Francis Bassett is a financial professional with over 20 years of experience in the industry. David is currently registered with Rabo Securities USA, Inc. and has a strong background in investment banking. David has held previous positions with RBS Securities Inc., RBS Securities Corporation, Citigroup Global Markets Inc., and Citicorp Securities, Inc. David is licensed to provide financial advice in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/27/2013 - Present
Rabo Securities USA, Inc. (CHICAGO IL)
CT
12/12/2008 - 06/03/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
10/12/2006 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
12/03/1998 - 01/08/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/21/1996 - 12/01/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 12/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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