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David Francis Adamson

Northwestern Mutual Investment Services, LLC

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About David Francis Adamson

David Adamson is a financial advisor who has been in the industry since 1999. David currently works at Northwestern Mutual Investment Services, LLC. David has experience in various financial services firms including Shay Financial Services, Inc. David has a strong background in both broker-dealer and investment advisory services. David holds the Series 7, Series 63, and Series 24 securities licenses as well as the Series 65 investment adviser license.

Firm Information

David Adamson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Adamson’s Registration & Firm History

TX

11/29/2017 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

TX

11/15/2000 - 09/23/2010

SHAY FINANCIAL SERVICES, INC. (IRVING TX)

NA

07/25/1994 - 06/27/1996

SHAY GOVERNMENT SECURITIES CO.

TX

09/01/1990 - 06/27/1996

SHAY FINANCIAL SERVICES CO. (IRVING TX)

NA

05/18/1990 - 09/01/1990

U.S. LEAGUE SECURITIES, INC.

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Licenses & Designations

BC

Issued 12/08/2017

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/22/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/01/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Francis Adamson.
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