Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Seligman is a financial advisor who has been working in the industry since 2009. David is currently registered with Vanguard Advisers, Inc. and has held previous positions with Wells Fargo Clearing Services, LLC, USAA Financial Advisors, Inc., Gulf South Securities, Inc, Cetera Investment Services LLC, Fidelity Brokerage Services LLC, and Equitrust Marketing Services, LLC. David has passed the Series 6, Series 7, Series 63, and Series 65 exams. David specializes in financial planning, selection of other advisers, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/01/2022 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
05/09/2017 - 06/27/2022
WELLS FARGO CLEARING SERVICES, LLC (FORT WORTH TX)
TX
06/23/2016 - 04/10/2017
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
LA
10/24/2014 - 06/03/2016
GULF SOUTH SECURITIES, INC (NEW ORLEANS LA)
TX
03/11/2011 - 10/06/2014
CETERA INVESTMENT SERVICES LLC (FORT WORTH TX)
LA
01/01/2011 - 05/03/2011
GULF SOUTH SECURITIES, INC (NEW ORLEANS LA)
TX
04/05/2007 - 10/16/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NM
01/01/2007 - 03/27/2007
EQUITRUST MARKETING SERVICES, LLC (SANTA FE NM)
IA
Issued 08/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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