Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Fletcher Johnson is a financial advisor with over 28 years of experience in the industry. David is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, 63, and 65 licenses. David is currently registered with LPL Financial LLC and has previously been registered with Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, FIRST CHICAGO NBD INVESTMENT SERVICES, INC., and NYLIFE SECURITIES INC. David is currently registered in 16 states including Arizona, California, Colorado, Florida, Georgia, Hawaii, Illinois, Indiana, Montana, North Carolina, Ohio, Oregon, South Carolina, Texas, and Wisconsin. David specializes in financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/04/2025 - Present
LPL Financial LLC (BARRINGTON IL)
IL
07/06/2005 - 12/11/2006
CHASE INVESTMENT SERVICES CORP. (ARLINGTON HEIGHTS IL)
IL
02/01/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/05/1997 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
12/14/1994 - 06/02/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 06/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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