Unclaimed
David Kempton is a financial advisor with American Capital Partners, LLC. David has been in the industry since 1977 and has experience with L.M. Kohn & Company, MidSouth Capital, Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, SunTrust Capital Markets, Inc., Oppenheimer & Co., Inc., Prescott, Ball & Turben, Inc., and A.G. Becker Paribas Incorporated. David holds a Series 7, Series 63, and SIE. David is registered in Georgia and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
02/01/2013 - Present
American Capital Partners, LLC (ATLANTA GA)
GA
01/17/2012 - 01/31/2013
L.M. KOHN & COMPANY (ATLANTA GA)
GA
08/11/2009 - 01/17/2012
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
GA
01/13/2001 - 04/02/2009
DEUTSCHE BANK SECURITIES INC. (ATLANTA GA)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
10/22/1985 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
GA
08/05/1997 - 08/15/1997
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NA
10/16/1984 - 03/03/1986
OPPENHEIMER & CO., INC.
NA
05/21/1984 - 10/08/1984
PRESCOTT, BALL & TURBEN, INC.
NA
03/01/1977 - 07/05/1984
A.G. BECKER PARIBAS INCORPORATED
IA
Issued 04/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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