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David Faucon

Latour Trading LLC

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About David Faucon

David Faucon is a financial professional with over 15 years of experience in the industry. David is currently registered with Latour Trading LLC and has been with the firm since February 2010. Before joining Latour Trading, David worked at SG Americas Securities, LLC. David holds several industry licenses, including Series 7, Series 24, Series 55, Series 57, and SIE.

Firm Information

David Faucon is currently registered with Latour Trading LLC. Latour Trading LLC is a Limited Liability Company formed on May 28, 2009. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Faucon’s Registration & Firm History

NY

02/26/2010 - Present

Latour Trading LLC (New York NY)

NY

01/19/2006 - 07/10/2009

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/18/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Faucon.
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