Unclaimed
David Guyett is an investment advisor representative with Commonwealth Financial Network. David has over 36 years of experience in the financial services industry and is a Certified Financial Planner. David has a broad range of experience in providing financial advice to individuals, businesses, and institutions. David is registered to provide investment advice in Arizona, Idaho, Ohio, Oregon, Rhode Island, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2012 - Present
Commonwealth Financial Network (DALLAS TX)
TX
01/02/2008 - 01/03/2012
SIGMA FINANCIAL CORPORATION (DALLAS TX)
TX
08/15/2003 - 12/31/2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (DALLAS TX)
FL
05/04/1992 - 08/19/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
01/30/1989 - 05/07/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/07/1987 - 02/08/1989
PAINEWEBBER INCORPORATED
NA
01/22/1986 - 04/27/1987
MERCER ALLIED CORPORATION
NA
06/16/1982 - 09/30/1985
CELESTIAL SECURITIES, INC.
IA
Issued 01/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1982
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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