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David F Pashia

THE O.n. Equity Sales Co.

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About David F Pashia

David Pashia has been active in the financial industry since March 1996 and is currently registered with The O.n. Equity Sales Co. David has Series 6 and Series 63 licenses and the SIE exam. David is registered in Missouri, Florida, and Arizona.

Firm Information

David Pashia is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Pashia’s Registration & Firm History

MO

12/11/2007 - Present

THE O.n. Equity Sales Co. (Weldon Springs MO)

MO

10/03/2005 - 11/29/2007

SECURITIES AMERICA, INC. (O'FALLON MO)

CA

02/20/1996 - 10/04/2005

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 02/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David F Pashia.
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