Unclaimed
David Pashia has been active in the financial industry since March 1996 and is currently registered with The O.n. Equity Sales Co. David has Series 6 and Series 63 licenses and the SIE exam. David is registered in Missouri, Florida, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
12/11/2007 - Present
THE O.n. Equity Sales Co. (Weldon Springs MO)
MO
10/03/2005 - 11/29/2007
SECURITIES AMERICA, INC. (O'FALLON MO)
CA
02/20/1996 - 10/04/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 02/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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