Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Neunuebel is a financial advisor with Raymond James & Associates, Inc. David has been in the industry since June 1982. David is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7 and Series 63 license. David has experience working with a wide range of clients, including individuals, families, businesses, and institutions. David specializes in retirement planning, investment management, and financial planning. David has held previous roles at Wells Fargo Advisors, LLC, Prudential Securities Incorporated, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/22/2016 - Present
Raymond James & Associates, Inc. (SANTA BARBARA CA)
NM
07/01/2003 - 04/14/2014
WELLS FARGO ADVISORS, LLC (SANTA FE NM)
NY
02/12/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/28/1982 - 02/12/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/15/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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