Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Howell is a securities professional with over 12 years of experience in the financial services industry. David holds the Series 7, Series 63, Series 57TO, and SIE licenses. Currently, David is a registered representative with Cabrera Capital Markets, LLC. Previously, David was with RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/30/2023 - Present
Cabrera Capital Markets, LLC (CHICAGO IL)
CA
05/03/2010 - 05/17/2022
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
IA
Issued 02/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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