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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid F Griffin is a registered investment advisor and securities agent. David Griffin has been in the industry for over 5 years and has experience with a variety of firms, including Morgan Stanley and Worden Capital Management LLC. David Griffin currently works with Merrill Lynch, Pierce, Fenner & Smith Inc., and is licensed to provide investment advisory services in Florida and Texas. David Griffin holds the Series 63, 65, 7 and SIE licenses. David Griffin has a strong commitment to providing personalized financial advice to his clients and is dedicated to helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/13/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT LAUDERDALE FL)
FL
02/21/2019 - 03/23/2023
MORGAN STANLEY (Fort Lauderdale FL)
NY
12/20/2017 - 03/29/2018
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
IA
Issued 06/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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