Unclaimed
David Sloan is a registered representative with Fidelity Brokerage Services LLC. David has been in the securities industry since June 2016. David is registered in all 50 states and the District of Columbia. David has passed the Series 7, Series 63, and SIE exams. David's current location is 49 NORTH 400 WEST, SALT LAKE CITY, UT 84101.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
06/27/2016 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 07/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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