Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ewing Swaney is a financial advisor in North Bethesda, MD. David has been in the financial services industry since August 16, 2014 and is currently registered with Pruco Securities, LLC. David is also registered as an Investment Advisor Representative (IAR) in Delaware. David offers financial advice and services to individuals, corporations, and trusts. David has experience working with clients of all ages and income levels. David has a strong understanding of the financial markets and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MD
07/29/2021 - Present
Pruco Securities, LLC (North Bethesda MD)
CA
08/29/2018 - 03/05/2020
AXA ADVISORS, LLC (IRVINE CA)
CA
02/01/2012 - 05/02/2017
FARMERS FINANCIAL SOLUTIONS, LLC (CORONA CA)
BOTH
Issued 07/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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