Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stiles is a financial advisor in Los Angeles, California. David has been in the industry since January 14, 2005 and is currently registered with Citizens JMP Securities, LLC. David has held previous roles at Citizens Capital Markets and BWK Trinity Capital Securities LLC. David's experience and qualifications include passing the Series 7, Series 63, Series 79TO, Series 99TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/01/2023 - Present
Citizens JMP Securities, LLC (LOS ANGELES CA)
CA
03/04/2020 - 08/01/2023
CITIZENS CAPITAL MARKETS (LOS ANGELES CA)
CA
01/14/2005 - 03/09/2020
BWK TRINITY CAPITAL SECURITIES LLC (LOS ANGELES CA)
BC
Issued 02/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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