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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Evan Passman is a financial advisor with over 30 years of experience in the industry. David has held a variety of roles at several firms including Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., First New York Securities L.L.C., Cantor Fitzgerald & Co. and Cantor Fitzgerald Securities. David has a deep understanding of the financial markets and a commitment to providing personalized advice to his clients. David is a registered representative of Morgan Stanley and a licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/01/2014 - Present
Morgan Stanley (Purchase NY)
NY
10/27/2006 - 03/31/2014
WELLS FARGO ADVISORS, LLC (PURCHASE NY)
NY
04/29/1998 - 11/01/2006
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
02/20/1997 - 03/12/1998
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
08/29/1994 - 01/13/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/18/1994 - 01/13/1997
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
07/19/1994 - 01/13/1997
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NA
11/18/1986 - 09/16/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 01/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1996
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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