Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Farber is a financial advisor with over 23 years of experience in the industry. David is currently registered as a Registered Representative with Rockefeller Financial LLC and Rockefeller Capital Management. David is licensed to provide financial advice in 43 states and has expertise in various financial planning areas. David previously worked as a financial advisor with First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Swergold, Chefetz & Incorporated. David is also a Certified Financial Planner. David is passionate about helping clients achieve their financial goals and has a strong commitment to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2023 - Present
Rockefeller Financial LLC (New York NY)
NY
01/20/2017 - 05/16/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
05/17/2005 - 01/24/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/22/1984 - 07/10/1989
SWERGOLD, CHEFITZ & INCORPORATED
BOTH
Issued 06/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/18/1989
Series 4 - Registered Options Principal Examination
BC
Issued 08/17/1985
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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