Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Evan Byers is a registered representative with HSBC Securities (USA) Inc., an investment firm based in New York, NY. David has been in the financial industry since 1994. David is licensed to conduct business in New York and New Jersey. David is a Series 7, 63, 66, 9, 10, 26, 55, and SIE licensed professional. David has experience with a wide range of financial products and services including investment advisory services, portfolio management for businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/20/2015 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NJ
08/29/2005 - 01/06/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GLEN ROCK NJ)
MO
10/07/2004 - 08/15/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
05/28/2004 - 06/17/2004
YAMNER & CO., INC. (WALDWICK NJ)
CT
08/28/1997 - 06/10/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NJ
11/25/1994 - 02/21/1997
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BOTH
Issued 07/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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