Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Eugene Smith is an investment advisor representative with Prospera Financial Services, Inc. based in Redlands, CA. David has been in the industry since June 21, 1995 and has a wide range of experience in investment management, financial planning, and portfolio management. David is registered in 24 states as a broker-dealer and 2 states as an investment advisor representative. David is also a registered principal with the firm. David has a strong commitment to providing high-quality financial advice and services to individuals, families, and businesses. David is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
CA
01/22/2024 - Present
Prospera Financial Services, Inc. (Redlands CA)
CA
03/04/2024 - 05/08/2024
PAINTER, SMITH AND AMBERG INC. (REDLANDS CA)
CA
06/22/1995 - 01/19/2024
PAINTER, SMITH AND AMBERG INC. (REDLANDS CA)
IA
Issued 07/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/29/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/28/1998
Series 4 - Registered Options Principal Examination
BC
Issued 07/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 04/09/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/19/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Smith is the right advisor for you? Invested Better is here to help.
