Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Elwell is a financial advisor with over 30 years of experience in the financial services industry. David is currently registered with LPL Financial LLC. David has held previous registrations with firms such as Citigroup Global Markets Inc. and American Express Financial Advisors Inc. David is a Series 6, 7, 24, 31, 63, and 65 licensed financial advisor. David has worked with a diverse range of clients, including high-net-worth individuals, corporations, and charitable organizations. David's areas of expertise include financial planning, portfolio management, and retirement planning. David is also a member of the US Army Reserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
07/27/2007 - Present
LPL Financial LLC (DES MOINES IA)
IA
11/21/2000 - 08/04/2007
CITIGROUP GLOBAL MARKETS INC. (DES MOINES IA)
MN
04/18/1995 - 11/17/2000
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
IA
07/13/1994 - 04/22/1995
HAWKEYE INVESTOR CENTER, INC. (DES MOINES IA)
IA
01/27/1992 - 08/22/1994
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
03/03/1989 - 02/05/1992
DICKINSON & CO. (DES MOINES IA)
NA
07/21/1988 - 03/14/1989
INVESTORS MANAGEMENT GROUP, LTD.
NA
08/19/1986 - 05/11/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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