Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Esposito is a financial advisor with over 10 years of experience. David is currently registered with Fidelity Personal And Workplace Advisors in RICHMOND, VA. David previously worked with WELLS FARGO CLEARING SERVICES, LLC in RICHMOND, VA and WELLS FARGO BANK, NA also in RICHMOND, VA. David holds several industry licenses and has taken a variety of exams in the industry. David is able to provide a range of advisory services to clients including financial planning, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
04/18/2022 - Present
Fidelity Personal AND Workplace Advisors (RICHMOND VA)
VA
12/20/2021 - 03/10/2022
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
BOTH
Issued 01/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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