Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Espinoza is a financial advisor with LPL Financial LLC. David has been in the financial services industry since 1997. David is registered with the state of Texas. David has held previous positions with SWBC Investment Services, LLC, LPL FINANCIAL CORPORATION, BANC OF AMERICA INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., and USAA INVESTMENT MANAGEMENT COMPANY. David has a Series 6, Series 7, Series 24, Series 63, and Series 65 licenses. David specializes in retirement planning, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/28/2011 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
02/17/2010 - 05/02/2011
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
10/01/2008 - 03/16/2010
LPL FINANCIAL CORPORATION (SAN ANTONIO TX)
TX
11/02/2007 - 09/11/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN ANTONIO TX)
TX
12/07/2005 - 11/06/2007
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
TX
04/25/1997 - 12/02/2005
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 08/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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