Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Westphal is a financial advisor with Empower Financial Services, Inc. David has been in the industry since 2019. David has a Series 7, Series 63, and SIE licenses. David is registered to sell securities in 52 states. David has worked for Empower Financial Services, Inc. since January 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
01/04/2019 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
BC
Issued 01/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/26/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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