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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bernard Adams is an active investment advisor representative with Osaic Wealth, Inc. located in El Paso, TX. David has been in the industry since 2002 and has a broad range of experience with Securities America, Inc., LPL Financial LLC and Chase Investment Services Corp. David holds multiple licenses, including Series 3, 7, 9, 10, 31, 63, and 65. David specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2024 - Present
Osaic Wealth, Inc. (EL PASO TX)
TX
02/15/2017 - 06/14/2024
SECURITIES AMERICA, INC. (EL PASO TX)
TX
12/03/2010 - 03/03/2017
LPL FINANCIAL LLC (EL PASO TX)
TX
02/24/2006 - 12/06/2010
CHASE INVESTMENT SERVICES CORP. (EL PASO TX)
NY
03/15/2004 - 02/27/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/27/2002 - 01/26/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/18/2000 - 10/27/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 2/8/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/2005
Series 3 - National Commodity Futures Examination
BC
Issued 8/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 5/3/2000
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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