Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Olson is a financial advisor with MML Investors Services, LLC. David has been in the industry since 1998 and is registered with both FINRA and the State of Washington. David's previous experience includes working with HSBC Securities (USA) Inc., Lehman Brothers Inc., and Citigroup Global Markets Inc. David holds a Series 3, Series 7, Series 55, and Series 63 securities license as well as the Series 65 Investment Advisor Representative license. He is also a Chartered Financial Analyst. David specializes in working with individuals, businesses, pensions, and profit-sharing plans. He also offers educational seminars and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WA
07/30/2019 - Present
MML Investors Services, LLC (Seattle WA)
NY
07/18/2012 - 09/27/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/24/2004 - 08/14/2006
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
10/20/1998 - 09/09/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/30/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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