Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Erick Crowdus is a financial advisor with Capital Client Group, Inc. He is registered with the state of California. David has been in the industry since 1996. He has previously worked at AllianceBernstein Investments, Inc., Citigroup Global Markets Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
05/03/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
TN
06/08/2006 - 08/21/2007
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
KS
02/09/2001 - 05/26/2006
CITIGROUP GLOBAL MARKETS INC. (WICHITA KS)
NY
12/13/1995 - 02/14/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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