Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Eric Small is an investment advisor representative at Ameritas Advisory Services, LLC in West Chester, Pennsylvania. David Small has been in the financial services industry since November 20, 1989. David Small is registered to provide investment advisory services in the states of California, Delaware, Georgia, Missouri, New Jersey, New York, Oregon, and Pennsylvania. David Small has a Series 63, Series 7, and SIE license. David Small is also a licensed independent insurance agent to sell fixed insurance products. David Small holds 2 client-related business licenses, such as an insurance license. David Small has been employed by Ameritas Investment Corp. since October 2003, Ameritas Life Insurance Corp. since October 2003, and Ameritas Advisory Services, LLC since November 2021. David Small is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). David Small is also a member of the National Association of Insurance Commissioners (NAIC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
PA
11/01/2021 - Present
Ameritas Advisory Services, LLC (West Chester PA)
MD
11/21/1989 - 10/31/2003
THE ADVISORS GROUP, INC. (BETHESDA MD)
BC
Issued 01/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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