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David Eric Shavelson

National Financial Services LLC

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About David Eric Shavelson

David Eric Shavelson is a financial professional with over 25 years of experience in the financial services industry. David Eric Shavelson is currently registered with National Financial Services LLC. David Eric Shavelson holds Series 4, 7, 9, 10, 24, 63 and SIE licenses. David Eric Shavelson has previously been registered with J.P. MORGAN SECURITIES LLC, J.P. MORGAN CLEARING CORP., J.P.MORGAN SECURITIES INC., BRUT, LLC, INSTINET.COM CORPORATION, TD WATERHOUSE INVESTOR SERVICES, INC., and BG CAPITAL, INC..

Firm Information

David Shavelson is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Shavelson’s Registration & Firm History

TX

03/21/2016 - Present

National Financial Services LLC (WESTLAKE TX)

NY

02/26/2014 - 03/01/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/17/2004 - 02/26/2014

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

NY

03/17/2004 - 12/31/2008

J.P.MORGAN SECURITIES INC. (BROOKLYN NY)

PA

07/18/2001 - 11/19/2003

BRUT, LLC (PHILADELPHIA PA)

NY

05/08/2000 - 02/07/2001

INSTINET.COM CORPORATION (NEW YORK NY)

NE

01/21/1998 - 05/08/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

03/14/1996 - 08/15/1997

BG CAPITAL, INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 08/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2000

Series 4 - Registered Options Principal Examination

BC

Issued 06/13/2000

Series 24 - General Securities Principal Examination

BC

Issued 11/08/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/03/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Eric Shavelson.
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