Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rofsky is a financial advisor with over 20 years of experience in the industry. Currently, David is a registered representative with U.S. Bancorp Investments, Inc., based in Charlotte, NC. Prior to joining U.S. Bancorp Investments, Inc., David was a registered representative with MUFG Securities Americas Inc. and BofA Securities, Inc., where he provided financial guidance and services to a diverse clientele. David is committed to understanding each client's financial goals and objectives and then building personalized strategies to help them achieve those goals. David's extensive experience, dedication, and commitment to client success make him a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
02/23/2023 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NY
10/01/2020 - 12/05/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
05/10/2019 - 04/03/2020
BOFA SECURITIES, INC. (NEWPORT BEACH CA)
CA
10/26/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
07/07/2003 - 11/30/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (IRVINE CA)
MA
03/15/2002 - 12/11/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
07/12/1999 - 04/11/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
12/16/1996 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 11/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 06/27/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Rofsky is the right advisor for you? Invested Better is here to help.
