Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Heffernan is a financial advisor currently registered with Edward Jones, a firm with over $800 billion in assets under management. David has been active in the industry since 2003, providing financial advice to clients. David has held licenses to provide financial advice in Idaho and Texas, and he is currently registered to provide financial advice in Alaska, Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Louisiana, Montana, Oregon, South Dakota, Texas, Utah, and Washington. David has passed the SIE, Series 7, Series 6, Series 63, and Series 66 exams. David’s current role focuses on providing financial planning, pension consulting, and selection of other advisors to clients. David’s career history includes previous roles with Farmers Financial Solutions, LLC and BANC One Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ID
03/06/2015 - Present
Edward Jones (Eagle ID)
ID
05/27/2004 - 02/10/2011
FARMERS FINANCIAL SOLUTIONS, LLC (MERIDIAN ID)
IL
02/20/2003 - 10/03/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 04/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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